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Ronnie E. Diep

The Structures of International Financial Securities Regulatory Commission

The International Financial Securities Regulatory Commission is established to promote investor confidence in the securities and capital markets by providing more structure and government oversight. The mission of the International Financial Securities Regulatory Commission is to protect investors and maintain integrity of the securities industry, overseeing major participants in the industry, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. The International Financial Securities Regulatory Commission is concerned primarily with promoting disclosure of important information, enforcing securities laws, and protecting investors who interact with these various organizations and individuals.

 

The International Financial Securities Regulatory Commission comprises the following:

 

  • Membership of the Financial Supervision Commission
  • Supervision Division
  • Enforcement Division
  • Policy Division
  • Authorizations Division
  • Operations Division
  • Companies Registry